SEC Pulls In Record Enforcement Haul, Moves to Rewrite Mutual-Fund Rules

Name Art / 03/11/2022 / Business News

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The agency raked in $6.4 billion in the latest fiscal year, as Chairman Gary Gensler focuses on high-profile cases and steep penalties for alleged misconduct.

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Category Business News Tag BlackRock BLK C&E Executive News Filter C&E Industry News Filter Content Types corporate corporate crime Corporate Crime/Legal Action Corporate/Industrial News Crime Crime/Legal Action Domestic Politics Enforcement Eric Pan Factiva Filters Financial Crime Financial Services financial vehicles Fraud funds Gary Gensler general news Government Bodies government policy Haul Hester Peirce industrial news international relations investing Investing/Securities Law Enforcement legal action Mark Uyeda Moves Mutual Funds MutualFund national National/Public Security political Political/General News Politics Politics/International Relations public security Pulls Record regulation Regulation/Government Policy Rewrite Rules SEC securities Securities and Exchange Commission Securities Fraud Securities Regulations SYND trusts Trusts/Funds/Financial Vehicles Vanguard Group WSJ-PRO-WSJ.com

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